Compliance

Core Capital Management S.A., authorization number 31/06, is licensed by the Ministère des Finances in Luxembourg to carry out discretionary asset management and investment advisory services. We are regulated by the Commission de Surveillance du Secteur Financier (CSSF).

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The contact details of the regulatory body CSSF are:
Commission de Surveillance du Secteur Financier, 283 Route d’Arlon, L-2991 Luxembourg
Tel : +352 26 25 1 / Fax : +352 26 25 1 – 601 e-mail: direction@cssf.lu www: www.cssf.lu

All client complaints received by either e-mail to compliance@corecapital.eu or letter to the Company will be forwarded to the compliance officer for handling. Client complaints will be dealt with in accordance with CSSF Regulation N° 16-07 relating to out-of-court complaint resolution. The compliance officer will respond to the Client within 10 business days after receipt of the complaint.

Core Capital handles orders in a timely manner and adheres to the Best Execution policies of the custodian banks.  For information on execution venues, please refer to the individual web sites of the custodian banks.